Legacy Securities Corp. is a leading boutique investment and merchant bank focused on serving industry leading growth companies. Legacy provides a full spectrum of capital and merger & acquisition advisory services to the entrepreneurial market. In addition, Chris Battel, President, serves as Expert Witness in litigation, arbitration and disputes involving financial damages, securities issues, fraudulent transactions, shareholder disputes, and contract breaches. Our professional success on leading national and regional investment banking platforms combined with our transactional experience distinguishes Legacy Securities and sets us apart from other investment bankers and financial advisors.

Our approach and philosophy are unique: Razor-sharp client-focus and extensive corporate finance experience, complemented by full-service investment banking capabilities. Our clients enjoy the benefits of senior-level individual attention afforded by a specialized investment banking boutique with the superior resources, access to capital and spectrum of services commonly expected from a larger financial institution. At Legacy, we offer our clients innovative alternative financing strategies; but more importantly, we help you find the way that’s best for you.

Mission

Our mission is clear: achieve superior results for our clients.

In a world where investment banks may seem to run together, Legacy gets results. It’s that simple. We’ve completed an outstanding 90+% of our engagements since we started in 1994. We offer world-class expertise backed by years of Wall Street experience and a near flawless track record.